Compliance & Legal Disclosure
Our Commitment to Compliance
Main Investment Services maintains the highest standards of regulatory compliance to protect our clients and ensure transparent financial services. Furthermore, we operate under strict Australian Financial Services License requirements to deliver trustworthy investment advice.
Regulatory Framework
Our compliance framework ensures we meet all ASIC requirements. Additionally, we work closely with our licensee to maintain ongoing compliance standards. Therefore, you can trust that our services meet all regulatory obligations.
Main Investment Services Pty Ltd (ABN 39 684 654 920) operates as a Corporate Authorised Representative (CAR #1314656) of Capri Asset Management Pty Ltd (ABN 89 625 573 328). Moreover, Capri Asset Management holds Australian Financial Services Licence (AFSL #562011), which authorizes our financial services operations.
Understanding Our Services
Our Financial Services Guide (FSG) contains important information about the financial services we offer. Additionally, it details the people we authorize to provide these services, how we receive remuneration, and how we handle complaints.
Therefore, please review the FSG (DOCX) before acting on any information or service our representatives provide.
Our Licensed Professionals
The following individuals hold authorization to provide financial services on behalf of Main Investment Services. Furthermore, they operate under the authority of Capri Asset Management Pty Ltd (AFSL #562011):
- Paul White (Authorised Representative #336730)
- Adrian King (Authorised Representative #259104)
Additionally, all our authorised representatives operate under the conditions and obligations our Financial Services Guide outlines.
Important Information
This website provides content for general information only and does not constitute financial advice. Moreover, it does not consider your personal objectives, financial situation or needs. Therefore, you should assess whether the information is appropriate for you and consider speaking with a licensed financial adviser.
Furthermore, past performance is not a reliable indicator of future performance. Additionally, all investments carry risk, including the potential loss of capital.
Protecting Your Information
Main Investment Services commits to protecting your privacy. Therefore, please review our Privacy Policy (DOCX) for details on how we collect, use, and store your personal information.
Resolution Process
If you have a concern or complaint, we encourage you to contact us first. However, if the matter remains unresolved, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA):
- Phone: 1800 931 678
- Website: www.afca.org.au
Furthermore, AFCA provides free and independent dispute resolution services for financial complaints.
Website Usage Agreement
By using this website, you agree to be bound by our Terms and Conditions (DOCX). Additionally, this document outlines your rights and responsibilities when using the Main Investment Services website. Moreover, it includes important disclaimers, intellectual property provisions, and liability limitations.
Geographic Restrictions
We design this website exclusively for Australian residents. Therefore, the information and services may not be suitable for residents of other countries.